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Financial Advisor
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#	Item
551	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 16:45:05 Business Financial regulation Financial economics United States securities law Registered Investment Advisor U.S. Securities and Exchange Commission Investment Advisor Financial adviser Securities Act Finance 76th United States Congress Investment Advisers Act
552	Morgan Stanley FORM ADV BROCHURE SUPPLEMENT October 10, 2014 VINCENZO MARIA ALOMIA (CRD No: [removed]Group: Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-25 11:34:40 Financial services Investment banks Finance House of Morgan Morgan Stanley Financial adviser Registered Investment Advisor Chartered Financial Analyst Citigroup Investment Financial economics Primary dealers
553	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 25, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 12:30:48 United States securities law 73rd United States Congress United States Securities and Exchange Commission Registered Investment Advisor Investment Advisers Act Financial adviser U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Financial economics Finance Financial system
554	Onno Steins Advisor Prudential Regulation t + [removed]m + [removed]e [removed] Add to Reading List Source URL: www.bis.org Language: English - Date: 2013-07-03 10:36:00 Systemic risk Financial system Basel III Exposure at default Credit risk Clearing Basel II Bank regulation Financial economics Finance
555	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]February 27, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 10:34:56 Olympus Corporation Lehigh County Pennsylvania Stock market Short Investment banking Financial adviser Registered Investment Advisor Security Finance Business Financial economics
556	November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 10:53:01 Investment Financial services 76th United States Congress Late-2000s financial crisis Systemic risk Investment Advisers Act Registered Investment Advisor Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Economics Finance
557	IMCA 2015 Events Summary Dates Venue Attendees Add to Reading List Source URL: www.imca.org Language: English - Date: 2014-12-01 16:55:46 Financial adviser Business Finance Financial economics Investment Advisor Wealth management
558	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:32:46 Investment Advisers Act Investment Financial regulation Business U.S. Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisor Securities Commission of New Zealand Finance 76th United States Congress Financial economics
559	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:36:30 Finance Financial regulation Investment Financial adviser Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Registered Investment Advisor Financial economics 76th United States Congress Investment Advisers Act
560	One Bank Research Agenda – Launch Conference Response to Fundamental Change Michael Kumhof Senior Research Advisor, Research Hub, Bank of England Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-27 06:48:06 Monetary policy Central Bank of the Republic of Turkey Economic bubbles Central Bank of Ireland Financial crisis Economics Central bank Macroeconomics

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